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HARROW, INC. — Director's Dealing 2013
Mar 16, 2013
31774_dirs_2013-03-15_c023d0b2-3bca-45bf-9962-54c4694bb152.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Imprimis Pharmaceuticals, Inc. (IMMY)
CIK: 0001360214
Period of Report: 2012-12-31
Reporting Person: DERMASTAR INTERNATIONAL, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-28 | Common Stock | C | 1454962 | — | Acquired | 0 | Direct |
| 2012-04-30 | Common Stock | J | 193047 | $762534 | Acquired | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-01 | Convertible Debenture | $0.6668 | P | 856087 | Acquired | 2012-04-05 | Common Stock (1454962) | Direct |
| 2012-02-28 | Convertible Debenture | $0.6668 | C | 856087 | Disposed | 2012-04-05 | Common Stock (1454962) | Direct |
| 2012-04-30 | Warrants | $5.925 | P | 48262 | Acquired | 2015-04-29 | Common Stock (48262) | Direct |
Footnotes
F1: As previously reported on a Form 4 filed on July 20, 2012, on July 12, 2012, the reporting person distributed to its members all securities of the Issuer held by it and was subsequently dissolved.
F2: Represents the shares of common stock acquired by the reporting person upon automatic conversion of a convertible debenture issued by the Issuer on April 5, 2010 and acquired from the initial holder by the reporting person in a private transaction on January 1, 2012.
F3: Represents shares received upon the exchange of amounts owing under an outstanding Line of Credit into common stock of the Issuer.