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HARROW, INC. — Director's Dealing 2013
Mar 16, 2013
31774_dirs_2013-03-15_fbd86d05-f21b-414f-bcc0-5ae794592c6e.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Imprimis Pharmaceuticals, Inc. (IMMY)
CIK: 0001360214
Period of Report: 2012-12-31
Reporting Person: Finnegan Paul (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-28 | Option (Right to Buy) | $3.2 | A | 125000 | Acquired | 2017-01-22 | Common Stock (125000) | Direct |
| 2012-04-01 | Option (Right to Buy) | $4.5 | A | 25000 | Acquired | 2017-03-31 | Common Stock (25000) | Direct |
Footnotes
F1: The stock option was granted under the Issuer's 2007 Stock Incentive and Awards Plan (the "Plan") and vests in three equal annual installments beginning on January 6, 2013. The option was approved by the Issuer's Board of Directors on January 23, 2012, subject to shareholder approval of an amendment to the Plan, which was obtained on February 28, 2012.
F2: The stock option was granted under the Plan and vests in four equal quarterly installments beginning on June 30, 2012.
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