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HARROW, INC. — Director's Dealing 2013
May 7, 2013
31774_dirs_2013-05-06_6dccb288-e0a2-4cbb-a33e-18bc90196f25.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Imprimis Pharmaceuticals, Inc. (IMMY)
CIK: 0001360214
Period of Report: 2013-05-02
Reporting Person: BAUM MARK L (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-02 | Common Stock | A | 1050000 | — | Acquired | 1219835 | Direct |
| 2013-05-02 | Common Stock | A | 200000 | — | Acquired | 1419835 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-02 | Option - Right to Buy | $8.99 | A | 180000 | Acquired | 2023-05-02 | Common Stock (180000) | Direct |
Footnotes
F1: Represents performance-based restricted stock units (the "PSUs") granted under the Issuer's 2007 Stock Incentive and Awards Plan (the "Plan"). The PSUs settle in common stock of the Issuer on the third anniversary of the grant date upon the satisfaction of certain stock-price based performance targets during the term of the PSUs.
F2: Represents restricted stock units ("RSUs") issued under the Plan. The RSUs settle in common stock of the Issuer on the third anniversary of the grant.
F3: Represents stock options granted under the Plan. The stock options vest on a quarterly basis over a three year period.