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HARROW, INC. — Director's Dealing 2012
Mar 27, 2012
31774_dirs_2012-03-27_9f745b27-e8de-4011-9847-0f771c9d9e7f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Imprimis Pharmaceuticals, Inc. (IMMY)
CIK: 0001360214
Period of Report: 2012-02-15
Reporting Person: Schupp Joachim PH (Chief Medical Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to Buy) | $0.8 | 2014-12-15 | Common Stock (2464) | Direct | |
| Option (Right to Buy) | $0.6 | 2016-02-28 | Common Stock (375000) | Direct |
Footnotes
F1: The stock options, granted on December 15, 2011 with a strike price of $0.80 and exercisable immediately upon issuance, were granted pursuant to the Issuer's 2007 Stock Incentive and Awards Plan.
F2: The stock options, granted on February 15, 2012 and effective as of February 28, 2012, were granted pursuant to the Issuer's 2007 Stock Incentive and Awards Plan. Mr. Schupp's options vest over a 3 year period at a strike price of $0.60, with 1/36th of the total number of options vesting each monthly period following the grant date of such options. As of the date of this Form 3 filing, options to purchase 10,417 shares of the Issuer's common stock are exercisable, but no options have been exercised.