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HARMONIC INC. — Director's Dealing 2024
Feb 20, 2024
32122_dirs_2024-02-20_7a7b94ed-d733-4a25-8398-7dd4bb450989.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2024-02-15
Reporting Person: KRALL DAVID (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-15 | Common Stock | M | 10446 | — | Acquired | 153490 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-15 | Restricted Stock Units | $0 | M | 10446 | Disposed | 2024-02-15 | Common Stock (10446) | Direct |
| 2024-02-16 | Restricted Stock Units | $0 | A | 12107 | Acquired | 2025-02-15 | Common Stock (12107) | Direct |
Footnotes
F1: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2024. These restricted stock units were initially granted to the Reporting Person on 2/17/2023, and were identified on a Form 4 filed by the Reporting Person on 2/21/2023.
F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
F3: The shares subject to the restricted stock units are scheduled to vest in full on 2/15/2025. Vested shares will be delivered to the reporting person on or immediately following 2/15/2025.