HARMONIC INC. — Director's Dealing 2024

Feb 20, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2024-02-15

Reporting Person: Graham Ian (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-02-15	Common Stock	M	27204	—	Acquired	157056	Direct
2024-02-15	Common Stock	F	14849	$13.67	Disposed	142207	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-02-15	Restricted Stock Units	$0	M	6918	Disposed	2024-02-15	Common Stock (6918)	Direct
2024-02-15	Restricted Stock Units	$0	M	5198	Disposed	2025-02-15	Common Stock (5198)	Direct
2024-02-15	Restricted Stock Units	$0	M	15088	Disposed	2026-02-15	Common Stock (15088)	Direct
2024-02-16	Restricted Stock Units	$0	A	52462	Acquired	2027-02-15	Common Stock (52462)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on 2/15/2025, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date.