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HARMONIC INC. — Director's Dealing 2023
Feb 17, 2023
32122_dirs_2023-02-17_a41e812d-adec-4a50-90db-101836a37c25.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2023-02-15
Reporting Person: HARSHMAN PATRICK (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-15 | Common Stock | M | 86526 | $0.00 | Acquired | 570168 | Direct |
| 2023-02-15 | Common Stock | F | 45769 | $14.03 | Disposed | 524399 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-15 | Restricted Stock Units | $0.00 | M | 15236 | Disposed | 2023-02-15 | Common Stock (15236) | Direct |
| 2023-02-15 | Restricted Stock Units | $0.00 | M | 16555 | Disposed | 2024-02-15 | Common Stock (16555) | Direct |
| 2023-02-15 | Restricted Stock Units | $0.00 | M | 54735 | Disposed | 2025-02-15 | Common Stock (54735) | Direct |
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