HARMONIC INC. — Director's Dealing 2023

Feb 17, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2023-02-15

Reporting Person: Kalra Sanjay (SVP and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-02-15	Common Stock	M	42420	$0.00	Acquired	192320	Direct
2023-02-15	Common Stock	F	22707	$14.03	Disposed	171113	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-02-15	Restricted Stock Units	$0.00	M	10448	Disposed	2023-02-15	Common Stock (10448)	Direct
2023-02-15	Restricted Stock Units	$0.00	M	9179	Disposed	2024-02-15	Common Stock (9179)	Direct
2023-02-15	Restricted Stock Units	$0.00	M	22793	Disposed	2025-02-15	Common Stock (22793)	Direct

Footnotes

F1: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 1/3/2023.