HARMONIC INC. — Director's Dealing 2023

May 17, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2023-05-15

Reporting Person: HARSHMAN PATRICK (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-05-15	Common Stock	M	30238	$0.00	Acquired	628385	Direct
2023-05-15	Common Stock	F	15920	$16.49	Disposed	611965	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-05-15	Restricted Stock Units	$0.00	M	16555	Disposed	2024-02-15	Common Stock (16555)	Direct
2023-05-15	Restricted Stock Units	$0.00	M	13683	Disposed	2025-02-15	Common Stock (13683)	Direct

Footnotes

F1: Reflects an adjustment of 500 shares of common stock transferred to the reporting person's ex-spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse.