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HARMONIC INC. — Director's Dealing 2023
May 17, 2023
32122_dirs_2023-05-17_94b50652-7f78-461f-b574-ec36b6ca51a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2023-05-15
Reporting Person: Rosenberg Jeremy (Interim CFO & SVP Bus Dev)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-15 | Common Stock | M | 7832 | $0.00 | Acquired | 155380 | Direct |
| 2023-05-15 | Common Stock | F | 2151 | $16.49 | Disposed | 153229 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-15 | Restricted Stock Units | $0.00 | M | 3033 | Disposed | 2024-02-15 | Common Stock (3033) | Direct |
| 2023-05-15 | Restricted Stock Units | $0.00 | M | 2799 | Disposed | 2025-02-15 | Common Stock (2799) | Direct |
| 2023-05-15 | Restricted Stock Units | $0.00 | M | 2000 | Disposed | 2025-05-15 | Common Stock (2000) | Direct |
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