HARMONIC INC. — Director's Dealing 2023

Aug 17, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2023-08-15

Reporting Person: HARSHMAN PATRICK (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-08-15	Common Stock	M	30239	$0.00	Acquired	642204	Direct
2023-08-15	Common Stock	F	15920	$0.00	Disposed	625835	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-08-15	Restricted Stock Units	$0.00	M	16555	Disposed	2024-02-15	Common Stock (16555)	Direct
2023-08-15	Restricted Stock Units	$0.00	M	13684	Disposed	2025-02-15	Common Stock (13684)	Direct

Footnotes

F1: Reflects an adjustment of 449 shares of common stock transferred to the reporting person's former spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.