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HARMONIC INC. — Director's Dealing 2022
Feb 17, 2022
32122_dirs_2022-02-17_af90fca5-7bd2-4efa-b8bd-004b28e1cad7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2022-02-15
Reporting Person: Ben-Natan Nimrod (SVP & GM, Cable Access)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-15 | Common Stock | M | 8334 | $0.00 | Acquired | 371933 | Direct |
| 2022-02-15 | Common Stock | M | 7400 | $0.00 | Acquired | 379333 | Direct |
| 2022-02-15 | Common Stock | M | 36186 | $0.00 | Acquired | 415519 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-15 | Restricted Stock Units | $0.00 | M | 8334 | Disposed | 2022-02-15 | Common Stock (8334) | Direct |
| 2022-02-15 | Restricted Stock Units | $0.00 | M | 7400 | Disposed | 2023-02-15 | Common Stock (7400) | Direct |
| 2022-02-15 | Restricted Stock Units | $0.00 | M | 36186 | Disposed | 2024-02-15 | Common Stock (36186) | Direct |
Footnotes
F1: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.
F2: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on 2/26/2020.
F3: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/16/2021, and were identified on a Form 4 filed by the Reporting Person on 2/18/2021.