AI assistant
HARMONIC INC. — Director's Dealing 2022
Feb 17, 2022
32122_dirs_2022-02-17_47431aa9-ef60-477d-9560-0ff92ff56b89.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2022-02-15
Reporting Person: Kalra Sanjay (SVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-15 | Common Stock | M | 9584 | $0.00 | Acquired | 113109 | Direct |
| 2022-02-15 | Common Stock | F | 5571 | $9.43 | Disposed | 107538 | Direct |
| 2022-02-15 | Common Stock | M | 10448 | $0.00 | Acquired | 117986 | Direct |
| 2022-02-15 | Common Stock | F | 5457 | $9.43 | Disposed | 112529 | Direct |
| 2022-02-15 | Common Stock | M | 36718 | $0.00 | Acquired | 149247 | Direct |
| 2022-02-15 | Common Stock | F | 19332 | $9.43 | Disposed | 129915 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-15 | Restricted Stock Units | $0.00 | M | 9584 | Disposed | 2022-02-15 | Common Stock (9584) | Direct |
| 2022-02-15 | Restricted Stock Units | $0.00 | M | 10448 | Disposed | 2023-02-15 | Common Stock (10448) | Direct |
| 2022-02-15 | Restricted Stock Units | $0.00 | M | 36718 | Disposed | 2024-02-15 | Common Stock (36718) | Direct |
Footnotes
F1: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.
F2: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 1/2/2022.
F3: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
F4: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on 2/26/2020.
F5: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/16/2021, and were identified on a Form 4 filed by the Reporting Person on 2/18/2021.