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HARMONIC INC. Director's Dealing 2022

Aug 17, 2022

32122_dirs_2022-08-17_b94811b9-3e52-4b8c-bccd-af997ebbb8a1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2022-08-15

Reporting Person: Kalra Sanjay (SVP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-08-15 Common Stock M 19627 $0.00 Acquired 160336 Direct
2022-08-15 Common Stock F 10332 $11.46 Disposed 150004 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-08-15 Restricted Stock Units $0.00 M 10448 Disposed 2023-02-15 Common Stock (10448) Direct
2022-08-15 Restricted Stock Units $0.00 M 9179 Disposed 2024-02-15 Common Stock (9179) Direct

Footnotes

F1: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2022.

F2: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.