HARMONIC INC. — Director's Dealing 2022

Nov 17, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2022-11-15

Reporting Person: Graham Ian (SVP, Global Sales & Video Svcs)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-11-15	Common Stock	M	12676	$0.00	Acquired	103546	Direct
2022-11-15	Common Stock	F	6918	$13.66	Disposed	96628	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-11-15	Restricted Stock Units	$0.00	M	4092	Disposed	2023-02-15	Common Stock (4092)	Direct
2022-11-15	Restricted Stock Units	$0.00	M	1666	Disposed	2023-08-15	Common Stock (1666)	Direct
2022-11-15	Restricted Stock Units	$0.00	M	6918	Disposed	2024-02-15	Common Stock (6918)	Direct

Footnotes

F1: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.