HARMONIC INC. — Director's Dealing 2022

Dec 15, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2022-12-13

Reporting Person: HARSHMAN PATRICK (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-12-13	Common Stock	M	109292	$3.14	Acquired	543870	Direct
2022-12-13	Common Stock	S	69090	$13.346	Disposed	474780	Direct
2022-12-14	Common Stock	M	24041	$3.14	Acquired	498821	Direct
2022-12-14	Common Stock	S	15179	$14.1899	Disposed	483642	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-12-13	Stock Option/Right to Buy	$3.14	M	109292	Disposed	2023-03-14	Common Stock (109292)	Direct
2022-12-14	Stock Option/Right to Buy	$3.14	M	24041	Disposed	2023-03-14	Common Stock (24041)	Direct

Footnotes

F1: Shares acquired pursuant to exercise of stock option scheduled to expire on March 14, 2023.