HARMONIC INC. — Director's Dealing 2021

Feb 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2021-02-09

Reporting Person: Kalra Sanjay (SVP and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-09	Common Stock	M	10467	$4.65	Acquired	178852	Direct
2021-02-09	Common Stock	S	10467	$8.004	Disposed	168385	Direct
2021-02-09	Common Stock	S	12437	$8.003	Disposed	155948	Direct
2021-02-09	Common Stock	S	4500	$8.011	Disposed	151448	Direct
2021-02-10	Common Stock	M	8700	$4.65	Acquired	160148	Direct
2021-02-10	Common Stock	S	8700	$8.00	Disposed	151448	Direct
2021-02-10	Common Stock	S	13343	$8.00	Disposed	138105	Direct
2021-02-11	Common Stock	S	2914	$8.028	Disposed	135191	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-09	Stock Option/right to buy	$4.65	M	10467	Disposed	2023-11-21	Common Stock (10467)	Direct
2021-02-10	Stock Option/right to buy	$4.65	M	8700	Disposed	2023-11-21	Common Stock (8700)	Direct

Footnotes

F1: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 1/4/2021.