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HARMONIC INC. Director's Dealing 2021

Feb 17, 2021

32122_dirs_2021-02-17_6572098f-bf73-4723-a518-940c6fdb9ecf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2021-02-15

Reporting Person: Reaugh Mitzi (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-15 Common Stock M 23184 $0.00 Acquired 236168 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-15 Restricted Stock Units $0.00 M 23184 Disposed 2021-02-15 Common Stock (23184) Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2021. These restricted stock units were initially granted to the Reporting Person on 3/18/2020, and were identified on a Form 4 filed by the Reporting Person on 3/20/2020.