HARMONIC INC. — Director's Dealing 2021

Feb 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2021-02-19

Reporting Person: HARSHMAN PATRICK (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-19	Common Stock	M	105702	$6.49	Acquired	1179784	Direct
2021-02-19	Common Stock	S	97526	$7.926	Disposed	1082258	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-19	Stock Options/right to buy	$6.49	A	105702	Disposed	2021-03-14	Common Stock (105702)	Direct

Footnotes

F1: Payment of exercise price and tax liability for option exercise.