HARMONIC INC. — Director's Dealing 2021

Feb 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2021-02-19

Reporting Person: Ben-Natan Nimrod (SVP & GM, Cable Access)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-19	Common Stock	M	40480	$6.49	Acquired	476880	Direct
2021-02-19	Common Stock	S	40480	$7.933	Disposed	436400	Direct
2021-02-22	Common Stock	M	59520	$6.49	Acquired	495920	Direct
2021-02-22	Common Stock	S	59520	$7.97	Disposed	436400	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-19	Stock Options/Right to buy	$6.49	M	40480	Disposed	2021-03-14	Common Stock (40480)	Direct
2021-02-22	Stock Options/Right to buy	$6.49	M	59520	Disposed	2021-03-14	Common Stock (59520)	Direct

Footnotes

F1: These shares acquired in exercise of a stock option scheduled to expire on March 14, 2021.