HARMONIC INC. — Director's Dealing 2021

Feb 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2021-02-24

Reporting Person: HARSHMAN PATRICK (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-24	Common Stock	M	116326	$6.49	Acquired	1198584	Direct
2021-02-24	Common Stock	S	106502	$8.144	Disposed	1092082	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-24	Stock Options/right to buy	$6.49	M	116326	Disposed	2021-03-14	Common Stock (116326)	Direct

Footnotes

F1: These shares acquired in exercise of a stock option scheduled to expire on March 14, 2021.

F2: Payment of exercise price and tax liability for option exercise.