HARMONIC INC. — Director's Dealing 2021

Apr 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2021-04-14

Reporting Person: Haltmayer Neven (SVP, Video R&D)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-14	Common Stock	M	80000	$7.58	Acquired	240789	Direct
2021-04-14	Common Stock	S	80000	$9.00	Disposed	160789	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-14	Stock Option/Right to buy	$7.58	M	80000	Disposed	2022-03-13	Common Stock (80000)	Direct

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2020.