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HARMONIC INC. — Director's Dealing 2021
Sep 3, 2021
32122_dirs_2021-09-03_a8a3a3a3-93cd-49a9-a6c5-3a652a9e0698.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2021-09-01
Reporting Person: Kalra Sanjay (SVP and CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-01 | Restricted Stock Unit | $0.00 | A | 150000 | Acquired | 2024-09-01 | Common Stock (150000) | Direct |
| 2021-09-01 | Restricted Stock Unit | $0.00 | A | 50000 | Acquired | 2022-09-01 | Common Stock (50000) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
F2: Thirty three and one third percent of the Shares subject to the Restricted Stock Unit (RSU) Grant are scheduled to vest twelve months after the Vesting Commencement Date, and equal increments of the Shares subject to the RSU are scheduled to vest quarterly thereafter, until fully vested on the third anniversary of the Vesting Commencement Date.
F3: One hundred percent of the Shares subject to the Restricted Stock Unit (RSU) Grant are scheduled to vest twelve months after the Vesting Commencement Date.