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HARMONIC INC. Director's Dealing 2021

Sep 16, 2021

32122_dirs_2021-09-16_8e70abf5-15a8-4de5-9f3b-d7c1723fdb63.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2021-09-14

Reporting Person: HARSHMAN PATRICK (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-14 Common Stock M 170003 $7.58 Acquired 1192298 Direct
2021-09-14 Common Stock S 170003 $8.9525 Disposed 1022295 Direct
2021-09-15 Common Stock M 96664 $7.58 Acquired 1118959 Direct
2021-09-15 Common Stock S 96664 $8.8511 Disposed 1022295 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-14 Stock Option/Right to Buy $7.58 M 170003 Disposed 2022-03-13 Common Stock (170003) Direct
2021-09-15 Stock Option/Right to Buy $7.58 M 96664 Disposed 2022-03-13 Common Stock (96664) Direct