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HARMONIC INC. — Director's Dealing 2021
Sep 16, 2021
32122_dirs_2021-09-16_8e70abf5-15a8-4de5-9f3b-d7c1723fdb63.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2021-09-14
Reporting Person: HARSHMAN PATRICK (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-14 | Common Stock | M | 170003 | $7.58 | Acquired | 1192298 | Direct |
| 2021-09-14 | Common Stock | S | 170003 | $8.9525 | Disposed | 1022295 | Direct |
| 2021-09-15 | Common Stock | M | 96664 | $7.58 | Acquired | 1118959 | Direct |
| 2021-09-15 | Common Stock | S | 96664 | $8.8511 | Disposed | 1022295 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-14 | Stock Option/Right to Buy | $7.58 | M | 170003 | Disposed | 2022-03-13 | Common Stock (170003) | Direct |
| 2021-09-15 | Stock Option/Right to Buy | $7.58 | M | 96664 | Disposed | 2022-03-13 | Common Stock (96664) | Direct |
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