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HARMONIC INC. Director's Dealing 2021

Oct 20, 2021

32122_dirs_2021-10-20_f8494ba0-9237-4e3b-b66d-e55719e207d7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2021-10-18

Reporting Person: Clifford Deborah (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-18 Common Stock M 9932 $0.00 Acquired 51033 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-18 Restricted Stock Units $0.00 M 9932 Disposed 2021-10-18 Common Stock (9932) Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of restricted stock units on 10/18/2021. These restricted stock units were initially granted to the Reporting Person on 10/18/2018, and were identified on a Form 4 filed by the Reporting Person on 10/19/2018.

F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.