HARMONIC INC. — Director's Dealing 2021

Nov 5, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2021-11-03

Reporting Person: Theodosopoulos Nikos (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-03	Common Stock	M	30000	$7.58	Acquired	193745	Direct
2021-11-03	Common Stock	S	30000	$10.6001	Disposed	163745	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-03	Stock Option/Right to buy	$7.58	M	30000	Disposed	2022-03-13	Common Stock (30000)	Direct

Footnotes

F1: Shares acquired pursuant to exercise of stock option scheduled to expire on March 13, 2022.