HARMONIC INC. — Director's Dealing 2021

Nov 8, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2021-11-04

Reporting Person: Ben-Natan Nimrod (SVP & GM, Cable Access)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-04	Common Stock	M	25336	$7.58	Acquired	393202	Direct
2021-11-04	Common Stock	S	25336	$10.8448	Disposed	367866	Direct
2021-11-05	Common Stock	M	22148	$7.58	Acquired	390014	Direct
2021-11-05	Common Stock	S	22148	$10.8357	Disposed	367866	Direct
2021-11-08	Common Stock	M	32516	$7.58	Acquired	400382	Direct
2021-11-08	Common Stock	S	32516	$10.8735	Disposed	367866	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-04	Stock Option/Right to buy	$7.58	M	25336	Disposed	2022-03-13	Common Stock (25336)	Direct
2021-11-05	Stock Option/Right to buy	$7.58	M	22148	Disposed	2022-03-13	Common Stock (22148)	Direct
2021-11-08	Stock Option/Right to buy	$7.58	M	32516	Disposed	2022-03-13	Common Stock (32516)	Direct

Footnotes

F1: Shares acquired pursuant to exercise of stock option scheduled to expire on March 13, 2022.