HARMONIC INC. — Director's Dealing 2020

Feb 6, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2020-02-04

Reporting Person: Ben-Natan Nimrod (SVP & GM, Cable Access)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-04	Common Stock	M	40000	$0.00	Acquired	246563	Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of performance-based restricted stock units ("PRSUs") on 2/4/2020. The PRSUs were granted on April 15, 2019, and achievement of the performance condition for vesting was confirmed by the Compensation Committee of the Company's Board of Directors.

F2: This amount incorporates a correction by including 36,111 shares of common stock that were acquired upon the vesting of restricted stock units and inadvertently excluded as a result of an administrative error in connection with the Form 4 filed on behalf of the reporting person on March 9, 2018. All Form 4s filed on behalf of the reporting person subsequent to March 9, 2018 did not include this amount.