HARMONIC INC. — Director's Dealing 2020

Feb 10, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2020-02-06

Reporting Person: HARSHMAN PATRICK (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-06	Common Stock	M	59009	$5.78	Acquired	977230	Direct
2020-02-06	Common Stock	S	52821	$7.0224	Disposed	924409	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-06	Stock Option/Right to buy	$5.78	M	59009	Disposed	2020-03-15	Common Stock (59009)	Direct

Footnotes

F1: Shares sold to cover exercise price and taxes in connection with exercise of stock option expiring on March 15, 2020.

F2: This amount incorporates a correction by reducing the total beneficially owned amount by 1,000 shares that had erroneously been included in the Form 4 filed on behalf of the reporting person on August 8, 2019. All Form 4s filed on behalf of the reporting person subsequent to August 8, 2019 included this additional amount.