HARMONIC INC. — Director's Dealing 2020

Feb 19, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2020-02-15

Reporting Person: Ben-Natan Nimrod (SVP & GM, Cable Access)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-15	Common Stock	M	7000	$0.00	Acquired	253563	Direct
2020-02-15	Common Stock	M	10000	$0.00	Acquired	263563	Direct
2020-02-15	Common Stock	M	33334	$0.00	Acquired	296897	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-15	Restricted Stock Units	$0.00	M	7000	Disposed	2020-02-15	Common Stock (7000)	Direct
2020-02-15	Restricted Stock Units	$0.00	M	10000	Disposed	2021-02-15	Common Stock (10000)	Direct
2020-02-15	Restricted Stock Units	$0.00	M	33334	Disposed	2022-02-15	Common Stock (33334)	Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017.

F2: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018.

F3: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.