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HARMONIC INC. — Director's Dealing 2020
Aug 7, 2020
32122_dirs_2020-08-07_866c4959-4b5f-4949-8986-dfc7508667d3.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2020-08-01
Reporting Person: Graham Ian (SVP, Intl Sales & Video Svcs)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 66027 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | 2021-02-15 | Common Stock (12500) | Direct | |
| Restricted Stock Units | $0.00 | 2022-02-15 | Common Stock (32084) | Direct | |
| Restricted Stock Units | $0.00 | 2023-02-15 | Common Stock (49100) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
F2: Thirty three percent of the Shares subject to the Restricted Stock Unit (RSU) Grant vested February 15, 2019, and equal increments of the Shares are subject to the RSU scheduled to vest quarterly thereafter, until 100% vested as of February 15, 2021.
F3: Thirty three percent of the Shares subject to the Restricted Stock Unit (RSU) Grant vested February 15, 2020, and equal increments of the Shares subject to the RSU are scheduled to vest quarterly thereafter, until 100% vested as of February 15, 2022.
F4: Thirty three percent of the Shares subject to the Restricted Stock Unit (RSU) Grant are scheduled to vest February 15, 2021, and equal increments of the Shares subject to the RSU are scheduled to vest quarterly thereafter, until 100% vested as of February 15, 2023.