HARMONIC INC. — Director's Dealing 2020

Aug 21, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2020-08-19

Reporting Person: Graham Ian (SVP, Global Sales & Video Svcs)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-19	Restricted Stock Units	$0.00	A	20000	Acquired	2023-08-15	Common Stock (20000)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2: Thirty three and one third percent (33 1/3%) of the Shares subject to the Restricted Stock Unit (RSU) Grant are scheduled to vest August 15, 2021, and 8 1/3% increments of the Shares subject to the RSU are scheduled to vest quarterly thereafter, until 100% vested as of August 15, 2023.