HARMONIC INC. — Director's Dealing 2020

Oct 20, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2020-10-18

Reporting Person: Clifford Deborah (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-18	Common Stock	M	9932	$0.00	Acquired	41101	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-18	Restricted Stock Units	$0.00	M	9932	Disposed	2021-10-18	Common Stock (9932)	Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of restricted stock units on 10/18/2020. These restricted stock units were initially granted to the Reporting Person on 10/18/2018, and were identified on a Form 4 filed by the Reporting Person on 10/19/2018.

F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.