HARMONIC INC. — Director's Dealing 2020

Dec 8, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2020-12-04

Reporting Person: Haltmayer Neven (SVP, Video R&D)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-04	Common Stock	M	25000	$3.14	Acquired	204675	Direct
2020-12-04	Common Stock	S	25000	$7.0001	Disposed	179675	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-04	Stock Option/Right to buy	$3.14	M	25000	Disposed	2023-03-14	Common Stock (25000)	Direct

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2020.