HARMONIC INC. — Director's Dealing 2019

Feb 6, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2019-02-04

Reporting Person: HARSHMAN PATRICK (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-02-04	Common Stock	M	60000	$0.00	Acquired	825880	Direct
2019-02-04	Common Stock	F	21671	$5.40	Disposed	804209	Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of performance-based restricted stock units ("PRSUs") on 2/4/2019. The PRSUs were granted on April 18, 2018 and achievement of the performance condition for vesting was confirmed by the Compensation Committee of the Company's Board of Directors.

F2: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.