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HARMONIC INC. Director's Dealing 2019

Mar 5, 2019

32122_dirs_2019-03-05_b023f79a-a1d9-4535-8ab5-81dd6f7d5e61.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2019-03-01

Reporting Person: Louvet Eric (SVP Sales NA & APAC)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-03-01 Common Stock M 22500 $0.00 Acquired 86246 Direct
2019-03-01 Common Stock F 7780 $5.48 Disposed 78466 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-03-01 Restricted Stock Units $0.00 M 22500 Disposed 2020-03-01 Common Stock (22500) Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of restricted stock units on March 1, 2019. These restricted stock units were initially granted to the Reporting Person on July 22, 2016, and were identified on a Form 3 filed by the Reporting Person on February 6, 2019.