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HARMONIC INC. — Director's Dealing 2019
May 13, 2019
32122_dirs_2019-05-13_e4bb5a99-f92e-4944-a467-e418170d03fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2019-05-09
Reporting Person: Reaugh Mitzi (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-09 | Common Stock | M | 30000 | $4.24 | Acquired | 191746 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-09 | Stock Option/Right to Buy | $4.24 | M | 30000 | Disposed | 2019-07-30 | Common Stock (30000) | Direct |
Footnotes
F1: These shares of common stock were acquired upon the exercise of a stock option/right to buy on May 9, 2019. The option was initially granted to the Reporting Person on 7/30/2012, and was identified on a Form 4 filed by the Reporting Person on 8/1/2012.
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