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HARMONIC INC. Director's Dealing 2019

May 13, 2019

32122_dirs_2019-05-13_e4bb5a99-f92e-4944-a467-e418170d03fb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2019-05-09

Reporting Person: Reaugh Mitzi (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-09 Common Stock M 30000 $4.24 Acquired 191746 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-09 Stock Option/Right to Buy $4.24 M 30000 Disposed 2019-07-30 Common Stock (30000) Direct

Footnotes

F1: These shares of common stock were acquired upon the exercise of a stock option/right to buy on May 9, 2019. The option was initially granted to the Reporting Person on 7/30/2012, and was identified on a Form 4 filed by the Reporting Person on 8/1/2012.