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HARMONIC INC. — Director's Dealing 2019
Jun 7, 2019
32122_dirs_2019-06-07_26055eaf-0707-4f43-90f0-ba4490f0d51d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2019-06-05
Reporting Person: KVAMME FLOYD E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-05 | Common Stock | M | 6401 | $0.00 | Acquired | 799125 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-05 | Restricted Stock Units | $0.00 | M | 6401 | Disposed | 2019-06-05 | Common Stock (6401) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
F2: In connection with Mr. Kvamme not standing for re-election at the Company's annual meeting of stockholders held on June 5, 2019 and retiring from the Company's board of directors, the vesting for Mr. Kvamme's annual restricted stock unit grant was prorated to the period he served on the Company's board, from the grant date to June 5, 2019. The grant was made on April 3, 2019 and reported in a Form 4 filed by the individual on April 4, 2019.