AI assistant
HARMONIC INC. — Director's Dealing 2019
Aug 19, 2019
32122_dirs_2019-08-19_8ae1e42f-cbcf-4879-b6b8-047aac58e0d5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2019-08-15
Reporting Person: Louvet Eric (SVP, Global Sales & Video Svcs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-15 | Common Stock | M | 4167 | $0.00 | Acquired | 86859 | Direct |
| 2019-08-15 | Common Stock | F | 1440 | $0.00 | Disposed | 85419 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-15 | Restricted Stock Units | $0.00 | M | 4167 | Disposed | 2021-02-15 | Common Stock (4167) | Direct |
Footnotes
F1: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 3 filed by the Reporting Person on 2/6/2019.
F2: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2019.
F3: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.