HARMONIC INC. — Director's Dealing 2019

Dec 12, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2019-12-10

Reporting Person: Ben-Natan Nimrod (SVP & GM, Cable Access)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-10	Common Stock	M	97500	$5.78	Acquired	407952	Direct
2019-12-10	Common Stock	S	97500	$8.1726	Disposed	310452	Direct
2019-12-10	Common Stock	S	50702	$8.18	Disposed	259750	Direct
2019-12-10	Common Stock	S	40061	$8.19	Disposed	219689	Direct
2019-12-10	Common Stock	S	49237	$8.20	Disposed	170452	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-10	Stock option/right to buy	$5.78	M	97500	Disposed	2020-03-15	Common Stock (97500)	Direct

Footnotes

F1: These shares of common stock were acquired upon the exercise of a stock option/right to buy on December 10, 2019. The option was initially granted to the Reporting Person on 3/15/2013, and was identified on a Form 3 filed by the Reporting Person on 2/4/2015.