HARMONIC INC. — Director's Dealing 2019

Dec 13, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2019-12-12

Reporting Person: Haltmayer Neven (SVP, Video R&D)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-12	Common Stock	M	5698	$3.14	Acquired	178706	Direct
2019-12-12	Common Stock	S	5698	$8.32	Disposed	173008	Direct
2019-12-12	Common Stock	M	24302	$3.14	Acquired	197310	Direct
2019-12-12	Common Stock	S	24302	$8.2382	Disposed	173008	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-12	Stock Option/Right to Buy	$3.14	M	5698	Disposed	2023-03-14	Common Stock (5698)	Direct
2019-12-12	Stock Option/Right to Buy	$3.14	M	24302	Disposed	2023-03-14	Common Stock (24302)	Direct

Footnotes

F1: These shares of common stock were acquired upon the exercise of stock options on 12/12/2019. These options were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.