HARMONIC INC. — Director's Dealing 2019

Dec 13, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2019-12-11

Reporting Person: Kalra Sanjay (SVP and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-11	Common Stock	M	10833	$4.65	Acquired	142794	Direct
2019-12-11	Common Stock	S	10833	$8.1486	Disposed	131961	Direct
2019-12-11	Common Stock	S	15728	$8.1495	Disposed	116233	Direct
2019-12-11	Common Stock	S	1500	$8.1969	Disposed	114733	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-11	Stock Option/Right to buy	$4.65	M	10833	Disposed	2023-11-21	Common Stock (10833)	Direct