HARMONIC INC. — Director's Dealing 2018

Feb 20, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2018-02-15

Reporting Person: Ben-Natan Nimrod (SVP and GM, Edge Business)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-15	Common Stock	M	4099	$0.00	Acquired	95286	Direct
2018-02-15	Common Stock	M	4012	$0.00	Acquired	99298	Direct
2018-02-15	Common Stock	M	28000	$0.00	Acquired	127298	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-02-15	Restricted Stock Unit	$0.00	M	4099	Disposed	2018-02-15	Common Stock (4099)	Direct
2018-02-15	Restricted Stock Unit	$0.00	M	4012	Disposed	2018-02-15	Common Stock (4012)	Direct
2018-02-15	Restricted Stock Unit	$0.00	M	28000	Disposed	2020-02-15	Common Stock (28000)	Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 4 filed by the Reporting Person on 3/17/2015.

F2: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.

F3: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017.