HARMONIC INC. — Director's Dealing 2018

Feb 20, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2018-02-15

Reporting Person: Warren Timothy (SVP, Video Products)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-15	Common Stock	M	2400	$0.00	Acquired	241981	Direct
2018-02-15	Common Stock	M	2250	$0.00	Acquired	244231	Direct
2018-02-15	Common Stock	M	25000	$0.00	Acquired	269231	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-02-15	Restricted Stock Unit	$0.00	M	2400	Disposed	2018-02-15	Common Stock (2400)	Direct
2018-02-15	Restricted Stock Unit	$0.00	M	2250	Disposed	2018-02-15	Common Stock (2250)	Direct
2018-02-15	Restricted Stock Unit	$0.00	M	25000	Disposed	2019-02-15	Common Stock (25000)	Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 3 filed by the Reporting Person on 2/15/2018.

F2: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 3 filed by the Reporting Person on 2/15/2018.

F3: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 3 filed by the Reporting Person on 2/15/2018.