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HARMONIC INC. Director's Dealing 2018

Feb 20, 2018

32122_dirs_2018-02-20_53cf5f8c-8072-4406-81b9-12bc36a76a23.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2018-02-15

Reporting Person: KVAMME FLOYD E (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-15 Common Stock M 20690 $0.00 Acquired 738922 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-15 Restricted Stock Unit $0.00 M 20690 Disposed 2018-02-15 Common Stock (20690) Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/27/2017, and were identified on a Form 4 filed by the Reporting Person on 3/29/2017.