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HARMONIC INC. Director's Dealing 2018

May 3, 2018

32122_dirs_2018-05-03_1e69e94c-361a-4ee3-bc78-fa7492232ec3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2018-05-01

Reporting Person: Warren Timothy (SVP and CTO, Video Products)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-01 Common Stock M 3125 $0.00 Acquired 293236 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-05-01 Restricted Stock Units $0.00 M 3125 Disposed 2018-08-01 Common Stock (3125) Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of restricted stock units on 5/1/2018. These restricted stock units were were identified on a Form 3 filed by the Reporting Person on 2/15/2018.