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HARMONIC INC. — Director's Dealing 2018
May 3, 2018
32122_dirs_2018-05-03_1e69e94c-361a-4ee3-bc78-fa7492232ec3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2018-05-01
Reporting Person: Warren Timothy (SVP and CTO, Video Products)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-01 | Common Stock | M | 3125 | $0.00 | Acquired | 293236 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-01 | Restricted Stock Units | $0.00 | M | 3125 | Disposed | 2018-08-01 | Common Stock (3125) | Direct |
Footnotes
F1: These shares of common stock were acquired upon the vesting of restricted stock units on 5/1/2018. These restricted stock units were were identified on a Form 3 filed by the Reporting Person on 2/15/2018.
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