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HARMONIC INC. — Director's Dealing 2018
May 17, 2018
32122_dirs_2018-05-17_e3f5f874-940f-4352-ab77-5b993792b7f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2018-05-15
Reporting Person: Ben-Natan Nimrod (SVP & GM, Cable Access)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-15 | Common Stock | M | 7000 | $0.00 | Acquired | 130918 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-15 | Restricted Stock Units | $0.00 | M | 7000 | Disposed | 2020-02-15 | Common Stock (7000) | Direct |
Footnotes
F1: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017.
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