HARMONIC INC. — Director's Dealing 2018

Jun 12, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2018-06-09

Reporting Person: Kalra Sanjay (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-06-09	Common Stock	M	16667	$0.00	Acquired	58739	Direct
2018-06-09	Common Stock	F	5763	$4.25	Disposed	52976	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-06-09	Restricted Stock Units	$0.00	M	16667	Disposed	2020-06-09	Common Stock (16667)	Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of restricted stock units on 6/9/2018. These restricted stock units were initially granted to the Reporting Person on 6/9/2017, and were identified on a Form 3 filed by the Reporting Person on 6/12/2017.

F2: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

F3: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.