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HARMONIC INC. — Director's Dealing 2018
Jun 12, 2018
32122_dirs_2018-06-12_fbd9688e-a1ec-43f5-b719-83883dd92500.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2018-06-08
Reporting Person: REDDERSEN WILLIAM F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-08 | Common Stock | M | 9040 | $0.00 | Acquired | 208614 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-08 | Restricted Stock Unit | $0.00 | M | 9040 | Disposed | 2018-06-08 | Common Stock (9040) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
F2: In connection with Mr. Reddersen not standing for re-election at the Company's annual meeting of stockholders held on June 8, 2018 and retiring from the Company's board of directors, the vesting for Mr. Reddersen's annual restricted stock unit grant was prorated to the period he served on the Company's board, from the grant date to June 8, 2018. The grant was made on March 9, 2018 and reported in a Form 4 filed by the individual on March 12, 2018.