HARMONIC INC. — Director's Dealing 2018

Aug 17, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2018-08-15

Reporting Person: Ben-Natan Nimrod (SVP & GM, Cable Access)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-08-15	Common Stock	M	7000	$0.00	Acquired	137918	Direct
2018-08-15	Common Stock	M	18534	$0.00	Acquired	156452	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-08-15	Restricted Stock Unit	$0.00	M	7000	Disposed	2020-02-15	Common Stock (7000)	Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017.

F2: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 8/15/2018.